ITEM 1: COVER PAGE
BROCHURE SUPPLEMENT (Part 2B of Form ADV) January 2024
Heather O’Connor
Lido Advisors, LLC
Business Address
3655 Nobel Drive, Suite 630
San Diego, CA 92122
Phone: (858) 247-0024
Fax: (310) 278-8267
hoconnor@lidoadvisors.com
Principal Business Address
1875 Century Park East, Suite 950
Los Angeles, California 90067
Phone: (310) 278-8232
Fax: (310) 278-8267
www.lidoadvisors.com
This brochure supplement provides information about Heather O’Connor that supplements the Lido Advisors, LLC’s Disclosure Brochure (Form ADV Part 2A). You should have received a copy of that Disclosure Brochure. Please contact our Chief Compliance Officer at (310) 278-8232 if you did not receive Lido Advisors, LLC’s Disclosure Brochure or if you have any questions about the contents of this supplement.
Additional information about Heather O’Connor is available on the SEC’s website atadviserinfo.sec.gov.
ITEM 2: EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Heather O’Connor
Year of Birth: 1969
Educational Background
Valencia College – Associate Degree in Science, 1992
Business Background
Lido Advisors, LLC, Investment Adviser Representative (1/2023 – Present)
First Republic Investment Management, Inc., Senior Client Service Associate (12/2021 – 5/2023)
First Republic Securities Company, LLC, Senior Client Service Associate (12/2021 – 5/2023)
First Republic Investment Management, Inc., Senior Client Service Associate (1/2019 – 10/2020)
First Republic Securities Company, LLC, Senior Client Service Associate (1/2019 – 10/2020)
Wells Fargo Clearing Services, LLC, Registered Representative (11/2016 – 1/2019)
Kestra Investment Services, LLC, Registered Representative (2/2014 – 11/2016)
Washington Wealth Management, LLC, Investment Advisor (10/2012 – 11/2016)
ITEM 3: DISCIPLINARY INFORMATION
Lido is required to disclose all material facts regarding any legal or disciplinary event that would be material to your evaluation of each investment person providing advice to you. Mrs. O’Connor has no information required to be disclosed under this Item.
ITEM 4: OTHER BUSINESS ACTIVITIES
In addition to his activities at Lido, Mrs. O’Connor assists her husband’s private investigator business in administrative tasks. Heather O’Connor spends less than 5% of her time performing duties for this outside business activity.
ITEM 5: ADDITIONAL COMPENSATION
Mrs. O’Connor’s compensation for her outside business activities accounts for less than 5% of her total annual compensation.
ITEM 6: SUPERVISION
Generally, all client investment decisions are overseen by Jeff Garden, Chief Investment Officer and head of Lido’s Investment Committee. The Investment Committee meets periodically to discuss overall portfolio management decisions and strategies. In addition, Jason Ozur, Chief Executive Officer of Lido, is responsible for the general oversight of all investment advice given by its supervised persons.
Mrs. O’Connor’s investment advice and employee activities are supervised by Mr. Ozur, who can be contacted at (310) 278-8232 orjozur@lidoadvisors.com.
