ITEM 1: COVER PAGE
BROCHURE SUPPLEMENT (Part 2B of Form ADV) December 2023
Adam Castillo
Lido Advisors, LLC
Business Address
3655 Nobel Drive, Suite 630
San Diego, CA 92122
Phone: (858) 485-0404
Fax: (858) 450-0686
acastillo@lidoadvisors.com
Principal Office Address
1875 Century Park East, Suite 950
Los Angeles, California 90067
Phone: (310) 278-8232
Fax: (310) 278-8267
www.lidoadvisors.com
This brochure supplement provides information about Adam Castillo that supplements the Lido Advisors, LLC’s (“Lido”) Disclosure Brochure (Form ADV Part 2A). You should have received a copy of that Disclosure Brochure. Please contact our Chief Compliance Officer at (310) 278-8232 if you did not receive Lido Advisors, LLC’s Disclosure Brochure or if you have any questions about the contents of this supplement.
Additional information about Adam Castillo is available on the SEC’s website at adviserinfo.sec.gov.
ITEM 2: EDUCATIONAL BACKGROUND AND BUSINESS EXPERIENCE
Adam Castillo
Date of Birth: 1995
Educational Background
Cal State University of San Marcos - Bachelor of Science in Business Administration, 2019
Business Background
Lido Advisors, LLC, Investment Adviser Representative (1/2022 - Present)
LPL Financial, Home Office Employee (2/2020 – 12/2021)
Mondelez International, Sales Service Representative (3/2015 – 1/2020)
ITEM 3: DISCIPLINARY INFORMATION
Lido is required to disclose all material facts regarding any legal or disciplinary event pertaining to the firm or its investment adviser representatives that would be material to your evaluation of each investment person providing advice to you. Mr. Castillo has no information relevant or required to be disclosed under this Item.
ITEM 4: OTHER BUSINESS ACTIVITIES
In addition to his activities at Lido, Mr. Castillo spends time outside of business hours as a basketball referee for the North County Basketball Officials Association.
ITEM 5: ADDITIONAL COMPENSATION
Outside of the typical and ordinary compensation from his employment at Lido, Mr. Castillo earns less than 10% of his annual income from his activities as a basketball referee.
ITEM 6: SUPERVISION
Generally, all client investment decisions are overseen by Jeff Garden, Chief Investment Officer and head of Lido’s Investment Committee. The Investment Committee meets periodically to discuss overall portfolio management decisions and strategies. In addition, Jason Ozur, Chief Executive Officer of Lido, is responsible for the general oversight of all investment advice given by its supervised persons.
Mr. Castillo’s investment advice and employee activities are supervised by Mr. Ozur, who can be contacted at (310) 278-8232 orjozur@lidoadvisors.com.
